A practical guide to a FIMBRA audit

Article Abstract:

The Financial Intermediaries', Managers' and Brokers' Regulatory Association (FIMBRA) is one of the Self-Regulating Organizations (SRO) recognized under the Financial Services Act of 1986. All FIMBRA members are required to obtain an audit. A checklist of the regular and specialized procedures to be followed during audit attendance of a FIMBRA member is provided.

Great Britain

PwC and E&Y in favour of rules to restrict services

Article Abstract:

Proposed regulations to limit the services that accountancy firms are permitted to provide to audit clients are approved of by major firms PricewaterhouseCoopers and Ernst & Young.

Quality control for audit work

Article Abstract:

The UK statement of auditing standards on quality control for audit work is presented by the UK Auditing Practices Board.